Cover image for Digging for disclosure : tactics for protecting your firm's assets from swindlers, scammers, and imposters
Digging for disclosure : tactics for protecting your firm's assets from swindlers, scammers, and imposters
Title:
Digging for disclosure : tactics for protecting your firm's assets from swindlers, scammers, and imposters
Author:
Springer, Kenneth S., 1953-

Scott, Joelle, 1974-
ISBN:
9780131385566
Publication Information:
Upper Saddle River, N.J. : FT Press, 2011
Physical Description:
x, 187 p. ; 24 cm
General Note:
Includes index
Contents:
Just when you think you know someone -- A swindler state of mind -- We call that a clue -- The grey area : somewhere between fraud and fudging -- Sometimes you just gotta ask -- Crossing borders : international investigations -- Digging for disclosure -- The competitive edge -- Never too late : when problems arise post-investment -- Tracking down a threat -- Now that is criminal -- Dial "f" for fraud : the benefits of an ethics hotline -- This one goes out to the attorneys -- The godfather in the boardroom -- Show me the money -- Investigating the inc -- You, the referee -- The secret sauce -- And the moral of the story is -- Testing, testing.
Subject:
Investment advisors -- Selection and appointment
Personnel management
Disclosure of information